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NATM

Intermediate Tunnel Engineering Reviewed 24 Oct 2026 2 min read

The New Austrian Tunnelling Method is less a fixed procedure than a philosophy: use the strength of the ground itself as the main support. The tunnel is excavated in stages, and a flexible primary lining of sprayed concrete, rock bolts and, where needed, steel ribs or lattice girders is placed quickly, so the ground deforms a little, mobilises its own strength and forms a load-carrying ring around the opening, while not being allowed to loosen.

The method relies on observation. Convergence pins on the tunnel wall, extensometers into the ground and settlement points on the surface are measured often. If deformation slows and stabilises, the support is adequate; if it keeps accelerating, more support, a closed invert or a smaller excavation face is needed at once. The design is therefore updated during construction according to what the ground does.

Diagram: Indiacon original, not to scale.

Excavation sequences range from full face in good rock to top heading and bench, or side drifts in weak ground. Closing the ring early with an invert is important in soft ground. A waterproofing membrane and a final cast-in-place concrete lining usually follow once deformation has ended.

NATM is flexible in shape, so it suits station caverns, junctions and short tunnels where a TBM is not economic. Its weaknesses are reliance on skilled crews and fast reaction to monitoring; collapses have happened where warning readings were not acted on.

Tip

Agree trigger levels and actions before excavation starts, not after a reading jumps.

Key formulas
  • Convergence increments should decrease with time for a stabilising tunnel
  • If increments fall by a constant ratio r, remaining movement ≈ last increment × r / (1 − r)
Common mistake

Recording monitoring data without anyone responsible for acting on it.

Solved example

Problem. Convergence readings at a section are 0, 12, 20, 24 and 26 mm on successive weekly readings. Judge the trend and estimate the final convergence.

  1. Increments: 12, 8, 4 and 2 mm; they are falling, and the last two halve each time.
  2. Taking r = 0.5, remaining movement ≈ 2 × 0.5 / (1 − 0.5) = 2 mm.
  3. Final convergence ≈ 26 + 2 = 28 mm.
  4. The section is stabilising; continue reading until increments are within measurement accuracy.

Answer. Stabilising; final convergence about 28 mm

Quick quiz

1What is the main idea of NATM?

Use the ground's own strength, supported by a flexible primary lining.

2What does an accelerating convergence trend mean?

Support is inadequate and must be increased at once.

3Why close the invert early in soft ground?

To complete the support ring and stop deformation.

Code note
  • IS 15026 (India): Tunnelling methods in rock masses: guidelines.
  • IS 4880 (series) (India): Design of tunnels conveying water.
  • EN 14487 (series) (Europe): Sprayed concrete: definitions, specification and execution.

Cited by number and clause only. We do not reproduce clause text, tables or figures (BIS Act 2016, s.10(5) and s.11). Check the current edition and amendments before use.

References and further reading

Standard texts, listed in no order of merit. We do not copy text, figures, tables or solved problems from any book; our explanations and examples are original.

  • J. O. Bickel, T. R. Kuesel, E. H. King, Tunnel Engineering Handbook, Chapman and Hall, 2nd edition.
  • E. Hoek, E. T. Brown, Underground Excavations in Rock, Institution of Mining and Metallurgy, 1980.

Free and official sources

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